# Imprint ## **Values & Guidance GmbH** Maxingstraße 3/30, 1130 Vienna Telephone: +43 (1) 505 44 18 E-Mail: **[office@valuesandguidance.com](mailto:office@valuesandguidance.com)** ## **Legal note** Commercial Register: FN 237278p, commercial court of Vienna UID-number: ATU 57341745   Consultancy including Organization Authorities responsible: City Administration of Vienna   Licensed Investment Firm Regulatory agency responsible: Austrian Financial Market Authority Otto-Wagner-Platz 5, 1090 Wien (**[www.fma.gv.at](http://www.fma.gv.at)**) Chamber responsible: WKO – Division Information and Consulting/Section Financial Service Providers Wiedner Hauptstraße 63, 1040 Wien ## **Legal notice** Values & Guidance Ltd. is an investment firm in accordance with section 3 of the Austrian Securities Supervision Act 2018 (WAG). According to the license granted by the Austrian Financial Market Authority Values & Guidance Ltd. in accordance with section 3 (1) WAG 2018 is entitled to provide the following investment services:   - investment advice in relation to financial instruments (§ 3 Para. 2 Z 1 WAG 2018) - portfolio management by way of managing portfolios in accordance with mandates given by clients on a discretionary client-by-client basis, where such portfolios include one or more financial instruments (§ 3 Para. 2 Z 2 WAG 2018) - acceptance and transmission of orders, provided that this activity involves one or more financial instruments (§ 3 Para. 2 Z 3 WAG 2018). ## **Authorized representative bodies** ### **Business Executive** Wolfgang Rattay**[ ](mailto:w.rattay@valuesandguidance.com)****[w.rattay@valuesandguidance.com](mailto:w.rattay@valuesandguidance.com)** ### **Compliance Officer ** Lisa Ungersböck**[ ](mailto:l.ungersboeck@valuesandguidance.com)****[l.ungersboeck@valuesandguidance.com](mailto:l.ungersboeck@valuesandguidance.com)** Investor Compensation Scheme Anlegerentschädigung von Wertpapierfirmen GmbH, Lambrechtgasse 1/10, 1040 Wien  **[www.aew.at](http://www.aew.at)** ## **Complaint management** Values & Guidance Ltd. provides services in accordance with legal requirements and with greatest care. To ensure that each complaint is documented and processed immediately, we implemented effective and transparent procedures, as well as recording all taken steps for its completion. Should a customer nevertheless have any questions or complaints they can contact us either by e- mail or mail: - business address: Values & Guidance Ltd., Maxingstraße 3/30, 1130 Vienna - E-Mail: **[office@valuesandguidance.com](mailto:office@valuesandguidance.com)** There is the additional option of contacting the ombudsman for customers of the financial services industry (set up by the financial services association of the Austrian Chamber of Commerce (WKO)): - E-Mail: **[fdl.ombuds-stelle@wko.at](mailto:fdl.ombuds-stelle@wko.at)** Furthermore, the complainant can turn to a body for alternative dispute resolution with their complaint: Association „Schlichtung für Verbrauchergeschäfte” (Mediation for Consumers) Mariahilfer Straße 103/1/18 1060 Vienna, Austria Tel.: +43 (1) 890 63 11 Monday- Thursday: 9 am – 4.30 pm, Friday: 9 am – 3 pm **[www.verbraucherschlichtung.at](http://www.verbraucherschlichtung.at)** ## **Information on data processing** According to the Financial Market Money Laundering Act (FM-Gwg) Values & Guidance Ltd. is **obliged to collect, check and store personal data from its customers for a certain period of time as part of the fulfilment of its due diligence obligations**. These data are processed in accordance with the data protection regulations (see data protection declaration) within the framework of your consent (Art. 6 Para. 1a DDPR) to fulfil contractual obligations (Art. 6 Para. 1 b GDPR) and to fulfil legal obligations (Art. 6 Para. 1c GDPR). The money laundering officer of Values & Guidance Ltd. is responsible for the compliance with these regulations to prevent in the best possible way money laundering and terrorist financing. ## **Liability** All texts on the Values & Guidance website have been checked carefully. Nevertheless, no liability and guarantee can be given for accuracy, completeness and topicality of the information provided. All liability on behalf of Values & Guidance Ltd. shall therefor be excluded. Values & Guidance Ltd. assumes no responsibility for the content on other websites, which Values & Guidance Ltd. refers to via links. ## **Copyright** The content of [www.valuesandguidance.com](https://www.valuesandguidance.com) is published for online access only. Copyright, right of usage of text, team photos, design, and source code are owned by Values & Guidance Ltd. The creation, the use and non-commercial distribution of copies in either electronic or printed form are permitted, provided the content remains unaltered and the source is provided (e.g., Source:  Values & Guidance Ltd.) ## CMS Structured for LLMs 🤖 by [landin.style](https://www.landin.style)